• 1. 
    On this day, the exchange will deliver the share or make payment to the other broker,

  • Pay-in day
  • Pay-out day
  • Transaction day
  • None of the above
  • 2. 
    The mandatory detail that an investor has to provide to the broker at the time of opening a demat account is

  • Date of birth and address
  • PAN number
  • Residential status (Indian/NRI)
  • Bank account details.
  • 3. 
    It is a number assigned to each transaction by the stock exchange and is printed on the contract note.

  • PAN number
  • Unique Order Code
  • Contract Note
  • None of the above
  • 4. 
    It acts like a bank and keeps securities in electronic form on behalf of the investor,

  • Depository Participant
  • Depository
  • Stock exchange
  • None of the above
  • 5. 
    The process of holding shares in electronic form is known as

  • Demutualisation
  • Dematerialisation
  • Speculation
  • None of the above
  • 6. 
    Stock Exchange works as a mechanism for valuation of securities through the forces of demand and supply. Identify the related function of performed by the stock exchanges.

  • Providing liquidity and marketability to existing securities.
  • Safety of transaction.
  • Pricing of security.
  • Spreading of equity cult.
  • 7. 
    PK Enterprises Limited has sold an entire lot of 5,00,000 equity shares @ ₹9 each to Prosperous Bank Private Limited. The bank intum will offer the shares to general public for subscription @ ₹11 per share. Identify the method of floatation being described in the given lines.

  • Private placement
  • Offer through prospectus
  • Offer for sale
  • Rights issue
  • 8. 
    Which of the following participants represent capital market?

  • Development banks
  • Commercial banks
  • Stock exchanges
  • All of the above
  • 9. 
    A company can raise capital through the primary market in the form of

  • Equity shares
  • Preference shares
  • Debentures
  • All of the above
  • 10. 
    It is a short-term, negotiable, self-liquidating instrument which is used to finance the credit sales of firms.

  • Commercial bill
  • Commercial papers
  • Call money
  • None of the above
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